Barry Chan Pong Lee

李燦邦
CE No. AZU984 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barry Chan Pong Lee (李燦邦), a licensed former licensee with CE reference AZU984. This person has 0.8 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 - Dealing in securities 2012-07-05 2013-04-05
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2012-07-05 2013-04-05
Guotai Junan FX Limited
國泰君安外匯有限公司
Rep Type 3 - Leveraged foreign exchange trading 2012-07-05 2013-04-05

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Barry Chan Pong Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Lu Lu Guotai Junan FX Limited 2012–2013
Hao Jiang Guotai Junan FX Limited 2012–2013
Yingying Chen Guotai Junan FX Limited 2012–2013
Gang Wang Guotai Junan FX Limited 2012–2013
Hongjian Wu Guotai Junan FX Limited 2012–2013
Qiong Wu Guotai Junan FX Limited 2012–2013
Daisy Wing Yi Yu Guotai Junan FX Limited 2012–2013
Ka Fung Adrian Lau Guotai Junan FX Limited 2012–2013
Chun Yu Fung Guotai Junan FX Limited 2012–2013
Chun Lap Chang Guotai Junan FX Limited 2012–2013
Shek Chuen Chan Guotai Junan FX Limited 2012–2013
Mei Lau Guotai Junan Futures (Hong Kong) Limited 2012–2013
Andrew Wai Cheong Chan Guotai Junan Futures (Hong Kong) Limited 2012–2013
Wai Kwong Tsoi Guotai Junan FX Limited 2012–2013
Tze Fung Yeung Guotai Junan FX Limited 2012–2013
Kin Chung Hon Guotai Junan FX Limited 2012–2013
Tat Hung Lam Guotai Junan FX Limited 2012–2013
Benedict Chun Yin Lee Guotai Junan FX Limited 2012–2013
Kei Chi Ng Guotai Junan FX Limited 2012–2013
Wai Fong Chui Guotai Junan FX Limited 2012–2013
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