Barry Chan Pong Lee
李燦邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barry Chan Pong Lee (李燦邦), a licensed former licensee with CE reference AZU984. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-05 | 2013-04-05 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-05 | 2013-04-05 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-07-05 | 2013-04-05 |