Yuk Wah Lee
李玉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Wah Lee (李玉華), a licensed former licensee with CE reference AZT286. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-05-31 | 2024-10-04 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-05-31 | 2024-10-04 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-05-31 | 2024-10-04 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-05-31 | 2024-10-04 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-05-31 | 2024-10-04 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-05-31 | 2024-10-04 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-18 | 2012-12-06 |