Tian Li
李天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Li (李天), a licensed former licensee with CE reference AZS678. This person has 1.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Springs Capital (Hong Kong) Limited 淡水泉(香港)投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-02 | 2024-09-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-07-30 | 2013-09-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-07-30 | 2013-09-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-07-30 | 2013-09-05 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2012-07-30 | 2013-09-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2012-07-30 | 2013-09-05 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2012-07-30 | 2013-09-05 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Tian Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.