Fei (SFC:AZR329) Liu
劉飛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fei (SFC:AZR329) Liu (劉飛), a licensed former licensee with CE reference AZR329. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-10-23 | 2015-03-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-17 | 2015-03-02 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-15 | 2013-08-06 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-15 | 2013-08-06 |