Xinyu (SFC:AZQ393) Liu
柳欣宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyu (SFC:AZQ393) Liu (柳欣宇), CE reference AZQ393. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-11-21 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-03 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-03 | 2018-11-21 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-12-19 | 2018-03-27 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2013-10-22 | 2016-12-18 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-24 | 2013-09-18 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2013-09-18 |