Koh Narusawa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Koh Narusawa ( ), a licensed former licensee with CE reference AZK463. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-09 | 2025-05-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-23 | 2019-01-22 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-08-25 | 2017-08-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-01 | 2017-06-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-04-07 | 2016-04-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-09-17 | 2015-09-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-03-02 | 2015-03-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2012-05-08 | 2015-01-28 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2012-05-08 | 2015-01-28 |