Sridhar Chandrasekharan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sridhar Chandrasekharan ( ), a licensed former licensee with CE reference AZI780. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-05-25 | 2019-09-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-05-25 | 2019-09-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-05-25 | 2019-09-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-05-25 | 2019-09-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-05-25 | 2019-09-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-05-25 | 2019-09-30 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2016-02-05 | 2018-05-25 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2016-02-05 | 2018-05-25 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2016-02-05 | 2018-05-25 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2016-02-05 | 2018-05-25 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2016-02-05 | 2018-05-25 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 — Asset management | 2016-02-05 | 2018-05-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-08-18 | 2016-02-05 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-08-18 | 2016-02-05 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-08-18 | 2016-02-05 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-08-18 | 2016-02-05 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-08-18 | 2016-02-05 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-08-18 | 2016-02-05 |