Tomoko Koyama
小山朝子
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tomoko Koyama (小山朝子), a licensed former licensee with CE reference AZI756. This person has 1.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-12 | 2014-07-05 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-12 | 2014-07-05 |
| Marex Financial Services Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-01-31 | 2013-05-31 |
| Marex Financial Services Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2013-01-31 | 2013-05-31 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-20 | 2012-10-31 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-04-20 | 2012-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tomoko Koyama during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.