Ka Chun (SFC:AZG905) Lau
劉嘉俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chun (SFC:AZG905) Lau (劉嘉俊), CE reference AZG905. Currently licensed at 1 firm(s): Shengqi Capital (Hong Kong) Limited. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shengqi Capital (Hong Kong) Limited 盛麒資本(香港)有限公司 |
RO | Type 9 — Asset management | 2024-12-02 | present |
| WealthQuay Asset Management Limited 華凱資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-08-01 | 2024-11-08 |
| WealthQuay Asset Management Limited 華凱資產管理有限公司 |
RO | Type 9 — Asset management | 2023-08-01 | 2024-11-08 |
| Original Group Securities Limited 原創集團證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-01-26 | 2022-06-22 |
| PSG Digital Asia Limited | RO | Type 4 — Advising on securities | 2022-01-26 | 2022-06-22 |
| PSG Digital Asia Limited | RO | Type 9 — Asset management | 2022-01-26 | 2022-06-22 |
| Original Group Securities Limited 原創集團證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-23 | 2022-01-26 |
| PSG Digital Asia Limited | Rep | Type 4 — Advising on securities | 2021-12-23 | 2022-01-26 |
| PSG Digital Asia Limited | Rep | Type 9 — Asset management | 2021-12-23 | 2022-01-26 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 4 — Advising on securities | 2019-07-29 | 2021-12-14 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2019-07-29 | 2021-12-14 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 9 — Asset management | 2019-07-29 | 2021-12-14 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 9 — Asset management | 2019-07-29 | 2021-12-14 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-11 | 2019-07-29 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-11 | 2019-07-29 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2018-09-11 | 2019-07-29 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-10 | 2019-07-29 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-17 | 2021-12-14 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-17 | 2017-02-17 |
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-11 | 2014-04-08 |