Wai Yin (SFC:AYW252) Lee
李偉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin (SFC:AYW252) Lee (李偉賢), CE reference AYW252. Currently licensed at 1 firm(s): MUFG Securities Asia Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-09 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-15 | 2021-01-29 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-15 | 2021-01-29 |
| Makto Capital Management Limited | Rep | Type 4 — Advising on securities | 2017-10-30 | 2018-03-09 |
| Makto Capital Management Limited | Rep | Type 9 — Asset management | 2017-10-30 | 2018-03-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-05 | 2014-07-29 |