Winnie Wing Han Ng
伍穎嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Wing Han Ng (伍穎嫻), a licensed former licensee with CE reference AYS383. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2021-12-24 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2021-12-24 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2021-12-24 | 2024-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-07-28 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-07-28 | 2021-12-24 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-07-28 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-07-28 | 2021-12-24 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-28 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-28 | 2021-12-24 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2012-02-03 | 2021-04-23 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2012-02-03 | 2021-04-23 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2012-02-03 | 2021-04-23 |