Shuk Fong Tam
譚淑芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Fong Tam (譚淑芳), a licensed former licensee with CE reference AYS032. This person has 3.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-09 | 2015-09-04 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-12-09 | 2015-09-04 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-12-09 | 2015-09-04 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-10-29 | 2013-06-13 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-22 | 2013-06-13 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-22 | 2013-06-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuk Fong Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.