Chao (SFC:AYR613) Lou
樓超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao (SFC:AYR613) Lou (樓超), a licensed former licensee with CE reference AYR613. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-12-22 | 2021-12-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-12-22 | 2021-12-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-12-22 | 2021-12-31 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-18 | 2017-07-07 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-08-18 | 2017-07-07 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-07 | 2015-08-10 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-07 | 2015-08-10 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-07-07 | 2015-08-10 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-02 | 2015-08-10 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | 2013-10-02 | 2015-08-10 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-13 | 2013-09-13 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-01-13 | 2013-09-13 |