Xiang Betty Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiang Betty Li, a licensed Representative with CE reference AYR059. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2019-11-04 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-11-04 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2019-11-04 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-11-04 | 2024-02-19 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2019-11-04 | 2024-02-19 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2019-11-04 | 2024-02-19 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-21 | 2019-08-13 |