Raymond Wai Cheuk Lau
劉偉卓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wai Cheuk Lau (劉偉卓), CE reference AYQ814. Currently licensed at 1 firm(s): J.P. Morgan Securities (Far East) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2018-07-09 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2018-07-09 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | 2018-07-09 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2018-05-17 | 2018-07-09 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2018-05-17 | 2018-07-09 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2018-05-17 | 2018-07-09 |
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2016-12-19 | 2018-02-03 |
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2013-11-25 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2013-11-25 |