Samuel Dong Yue Lawrence
羅棟宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Dong Yue Lawrence (羅棟宇), a licensed former licensee with CE reference AYP991. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2020-01-09 | 2021-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-08-25 | 2021-02-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-08-25 | 2021-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-08-25 | 2020-01-09 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-08-25 | 2020-01-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-08-25 | 2020-01-09 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-08-25 | 2020-01-09 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2014-06-18 |