Shu (SFC:AYP960) Chen
陳紓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu (SFC:AYP960) Chen (陳紓), a licensed former licensee with CE reference AYP960. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBIA (HK) Limited |
RO | Type 1 - Dealing in securities | 2023-07-11 | 2023-12-13 |
| SBIA (HK) Limited |
Rep | Type 1 - Dealing in securities | 2021-06-15 | 2023-07-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2014-08-12 | 2019-09-21 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2012-08-02 |