Shu Chen
陳紓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Chen (陳紓), a licensed former licensee with CE reference AYP960. This person has 7.8 years of SFC licence history. Total licence records on file: 4.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBIA (HK) Limited | RO | Type 1 - Dealing in securities | 2023-07-11 | 2023-12-13 |
| SBIA (HK) Limited | Rep | Type 1 - Dealing in securities | 2021-06-15 | 2023-07-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2014-08-12 | 2019-09-21 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2012-08-02 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Dennis S Chang | SBIA (HK) Limited | 2021–2023 |
| Juan Xu | SBIA (HK) Limited | 2021–2023 |