Xiaoxiao (SFC:AYP082) Li
李肖肖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxiao (SFC:AYP082) Li (李肖肖), CE reference AYP082. Currently licensed at 2 firm(s): ICBC International Futures Limited, ICBC International Securities Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Futures Limited 工銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-04-29 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2020-04-29 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-09 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-02 | 2020-04-29 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-04-28 | 2020-04-29 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-05 | 2012-03-09 |