Yahui Zhu
朱雅卉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yahui Zhu (朱雅卉), a licensed former licensee with CE reference AYO940. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2022-01-14 | 2023-11-15 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-07 | 2018-02-02 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-07 | 2018-02-02 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2013-04-06 |