Abhijeet Neogy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abhijeet Neogy ( ), a licensed former licensee with CE reference AYN498. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-04 | 2019-04-12 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-25 | 2019-02-01 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-28 | 2013-01-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-11-28 | 2013-01-24 |