Chun-Ning Chen
陳鈞寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun-Ning Chen (陳鈞寧), a licensed former licensee with CE reference AYN039. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-24 | 2023-04-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-13 | 2019-04-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-11-25 | 2014-03-15 |