Ka Yu Mok
莫家裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yu Mok (莫家裕), a licensed former licensee with CE reference AYN017. This person has 6.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-26 | 2020-03-26 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-10-26 | 2020-03-26 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-02 | 2018-10-11 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-02 | 2018-10-11 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-21 | 2016-06-21 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-02-23 | 2016-06-21 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2015-02-16 | 2016-02-12 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2011-12-05 | 2013-09-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yu Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.