Wenjie Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenjie Lu (陸文杰), a licensed Representative with CE reference AYK619. Currently licensed at 1 firm(s): BlackRock Asset Management North Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 6.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2024-08-26 | present |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2024-08-26 | present |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2013-08-08 | 2016-12-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-01 | 2013-04-10 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-04 | 2013-04-10 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-04-17 | 2013-04-10 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-15 | 2013-04-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wenjie Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.