Tian Xia
夏天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Xia (夏天), a licensed former licensee with CE reference AYJ595. This person has 7.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-14 | 2020-05-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2012-10-24 | 2018-06-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-04 | 2012-06-11 |