Ka Yan (SFC:AYG102) Lau
劉家欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yan (SFC:AYG102) Lau (劉家欣), a licensed former licensee with CE reference AYG102. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-10-13 | 2013-11-22 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-10-13 | 2013-11-22 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-10-13 | 2013-11-22 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-10-13 | 2013-11-22 |