Yang (SFC:AYF331) Li
李洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:AYF331) Li (李洋), a licensed former licensee with CE reference AYF331. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-20 | 2016-05-08 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-04-22 | 2016-05-08 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-13 | 2013-02-26 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-10-13 | 2013-02-26 |