Ning (SFC:AYF260) Chen

陳宁
CE No. AYF260 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning (SFC:AYF260) Chen (陳宁), CE reference AYF260. Currently licensed at 2 firm(s): SDIC Securities (Hong Kong) Limited, SDIC Securities Asset Management (Hong Kong) Limited. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
SDIC Securities (Hong Kong) Limited
國投證券(香港)有限公司
Rep Type 1 — Dealing in securities 2025-12-05 present
SDIC Securities Asset Management (Hong Kong) Limited
國投證券資產管理(香港)有限公司
RO Type 9 — Asset management 2022-02-23 present
SDIC Securities Asset Management (Hong Kong) Limited
國投證券資產管理(香港)有限公司
RO Type 4 — Advising on securities 2021-01-15 present
SDIC Securities Asset Management (Hong Kong) Limited
國投證券資產管理(香港)有限公司
Rep Type 9 — Asset management 2021-07-20 2022-02-23
SDIC Securities Asset Management (Hong Kong) Limited
國投證券資產管理(香港)有限公司
RO Type 9 — Asset management 2021-01-15 2021-07-20
SDIC Securities (Hong Kong) Limited
國投證券(香港)有限公司
RO Type 1 — Dealing in securities 2017-07-25 2024-01-01
SDIC Securities (Hong Kong) Limited
國投證券(香港)有限公司
Rep Type 1 — Dealing in securities 2011-12-20 2017-07-25

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