Ning (SFC:AYF260) Chen
陳宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning (SFC:AYF260) Chen (陳宁), CE reference AYF260. Currently licensed at 2 firm(s): SDIC Securities (Hong Kong) Limited, SDIC Securities Asset Management (Hong Kong) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities (Hong Kong) Limited 國投證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-05 | present |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-02-23 | present |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-01-15 | present |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-07-20 | 2022-02-23 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2021-01-15 | 2021-07-20 |
| SDIC Securities (Hong Kong) Limited 國投證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-25 | 2024-01-01 |
| SDIC Securities (Hong Kong) Limited 國投證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-20 | 2017-07-25 |