Sze Ming Yuen
阮詩明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ming Yuen (阮詩明), a licensed former licensee with CE reference AYE803. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-10-06 | 2018-11-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-10-06 | 2018-11-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-10-06 | 2018-11-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-10-06 | 2018-11-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-10-06 | 2018-11-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-10-06 | 2018-11-30 |