Siu Wai (SFC:AYD102) Ng
伍兆威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai (SFC:AYD102) Ng (伍兆威), CE reference AYD102. Currently licensed at 2 firm(s): VMS Asset Management Limited, VMS Securities Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-12-30 | present |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 9 — Asset management | 2018-11-06 | present |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-31 | present |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 9 — Asset management | 2018-03-20 | 2019-03-20 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-31 | 2020-09-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | 2017-05-31 | 2018-03-20 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-06 | 2017-02-04 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-12-06 | 2017-02-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-20 | 2016-01-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-27 | 2015-10-20 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-09-27 | 2015-10-20 |