Kazufumi Takeuchi
竹內一史
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kazufumi Takeuchi (竹內一史), a licensed former licensee with CE reference AYA032. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-03-20 | 2026-03-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-10-10 | 2025-10-20 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-23 | 2025-06-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-02-14 | 2025-02-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-05-24 | 2024-06-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-06-30 | 2023-07-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-05-31 | 2019-06-07 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-03-09 | 2018-03-15 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-16 | 2012-08-07 |