Luc Claude Walter Froehlich
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luc Claude Walter Froehlich, a licensed former licensee with CE reference AXZ981. This person has 11.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-03 | 2023-07-31 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2016-06-03 | 2023-07-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-03 | 2023-07-31 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2016-06-03 | 2023-07-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-06-03 | 2023-07-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-06 | 2016-05-28 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-09-06 | 2016-05-28 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-09-06 | 2016-05-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Luc Claude Walter Froehlich during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Himalee Bahl | FIL Investment Advisors | 2016–2023 |
| Shiu Leung Chung | FIL Investment Advisors | 2016–2023 |
| Hwa Jeong Jin | FIL Investment Advisors | 2016–2023 |
| Polly Heung Yan Kwan | FIL Investment Advisors | 2016–2023 |
| Jing Li | FIL Investment Advisors | 2016–2023 |
| Vincent Siu Pan Li | FIL Investment Advisors | 2016–2023 |
| Nitin Mathur | FIL Investment Advisors | 2016–2023 |
| Gary Stuart Monaghan | FIL Investment Advisors | 2016–2023 |
| Dale Owen Nicholls | FIL Investment Advisors | 2016–2023 |
| Tim Yu Pang | FIL Investment Advisors | 2016–2023 |
| Dhananjay Shrikrishna Phadnis | FIL Investment Advisors | 2016–2023 |
| Xiaoxi Qin | FIL Investment Advisors | 2016–2023 |
| Tae-Ho Ryu | FIL Investment Advisors | 2016–2023 |
| Di Tian | FIL Investment Advisors | 2016–2023 |
| Catherine Ann Yeung | FIL Investment Advisors | 2016–2023 |
| Hyo Mi Jie | FIL Investment Advisors | 2016–2023 |
| Ben Li | FIL Investment Advisors | 2016–2023 |
| Casey Bowen McLean | FIL Investment Advisors | 2016–2023 |
| Eric Yung Wong | FIL Investment Advisors | 2016–2023 |
| Bo Zhou | FIL Investment Advisors | 2016–2023 |