Luc Claude Walter Froehlich
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luc Claude Walter Froehlich ( ), a licensed former licensee with CE reference AXZ981. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-03 | 2023-07-31 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2016-06-03 | 2023-07-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-03 | 2023-07-31 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2016-06-03 | 2023-07-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-06-03 | 2023-07-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-06 | 2016-05-28 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-09-06 | 2016-05-28 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-09-06 | 2016-05-28 |