Xi (SFC:AXY946) Chen
陳曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi (SFC:AXY946) Chen (陳曦), CE reference AXY946. Currently licensed at 2 firm(s): Macquarie Capital Limited, Macquarie Asia Securities Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-24 | present |
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2024-01-29 | present |
| Macquarie Asia Securities Limited |
Rep | Type 4 — Advising on securities | 2024-01-29 | 2024-05-29 |
| Mass Ave Global (HK) Limited | RO | Type 9 — Asset management | 2022-08-30 | 2023-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-12-08 | 2021-07-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-12-08 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2014-12-08 | 2021-07-30 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-09-02 | 2013-02-01 |