Kathy Wing Yan Li
李穎茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathy Wing Yan Li (李穎茵), a licensed former licensee with CE reference AXY631. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-26 | 2019-12-16 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 9 — Asset management | 2019-02-26 | 2019-12-16 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-16 | 2019-12-16 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2018-05-16 | 2019-12-16 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-16 | 2019-12-16 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2018-05-16 | 2019-12-16 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2018-05-16 | 2019-12-16 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2018-05-16 | 2019-12-16 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-12 | 2017-05-31 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-12 | 2017-05-31 |
| Neo-Criterion Capital Limited 開域資本有限公司 |
Rep | Type 9 — Asset management | 2014-05-27 | 2016-12-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-29 | 2011-12-02 |