Kathy Wing Yan Li
李穎茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathy Wing Yan Li (李穎茵), a licensed former licensee with CE reference AXY631. This person has 4.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-26 | 2019-12-16 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 9 - Asset management | 2019-02-26 | 2019-12-16 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-16 | 2019-12-16 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 - Dealing in securities | 2018-05-16 | 2019-12-16 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-16 | 2019-12-16 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 - Advising on securities | 2018-05-16 | 2019-12-16 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 - Asset management | 2018-05-16 | 2019-12-16 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 - Asset management | 2018-05-16 | 2019-12-16 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-12 | 2017-05-31 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 9 - Asset management | 2017-05-12 | 2017-05-31 |
| Neo-Criterion Capital Limited 開域資本有限公司 |
Rep | Type 9 - Asset management | 2014-05-27 | 2016-12-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-29 | 2011-12-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kathy Wing Yan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.