Stella Jia Yu
于佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stella Jia Yu (于佳), a licensed Representative with CE reference AXY576. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2015-04-17 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2013-02-18 | 2015-02-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-05 | 2011-11-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-05 | 2011-11-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-09-05 | 2011-11-17 |