Yewen Derek Ying
應以文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yewen Derek Ying (應以文), a licensed former licensee with CE reference AXX634. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Integrity Capital Management (HK) Limited |
RO | Type 9 — Asset management | 2020-02-03 | 2023-08-21 |
| Integrity Capital Management (HK) Limited |
RO | Type 1 — Dealing in securities | 2018-12-06 | 2020-07-17 |
| Integrity Capital Management (HK) Limited |
RO | Type 4 — Advising on securities | 2018-12-06 | 2020-07-17 |
| Integrity Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2013-04-26 | 2020-02-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-25 | 2012-08-24 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-08-25 | 2012-08-24 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-08-25 | 2012-08-24 |