Siu Choon Koay
郭修俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Choon Koay (郭修俊), a licensed former licensee with CE reference AXX210. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-27 | 2013-03-09 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-27 | 2013-03-09 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-23 | 2011-10-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-23 | 2011-10-24 |