Erik Karl Vendt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Erik Karl Vendt, a licensed former licensee with CE reference AXW888. This person has 1.1 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2012-06-26 | 2013-02-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-06-04 | 2013-02-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-06-04 | 2013-02-14 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-17 | 2012-04-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Erik Karl Vendt during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.