Lloyd Thomas Meldrum Jones
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lloyd Thomas Meldrum Jones ( ), a licensed former licensee with CE reference AXW556. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-05-06 | 2017-02-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2016-05-06 | 2017-02-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-05-06 | 2017-02-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2016-05-06 | 2017-02-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-04-15 | 2015-08-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2013-04-15 | 2015-08-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-04-15 | 2015-08-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2013-04-15 | 2015-08-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-05-25 | 2013-03-27 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-05-25 | 2013-03-27 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2012-05-25 | 2013-03-27 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-19 | 2012-04-05 |