Po Suen Ying
應寶漩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Suen Ying (應寶漩), a licensed Representative with CE reference AXT593. Currently licensed at 1 firm(s): HSBC Corporate Finance (Hong Kong) Limited. Active regulated activities: Type 6 - Advising on corporate finance. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2017-06-02 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-02-23 | 2017-03-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-02-23 | 2017-03-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-02-23 | 2017-03-28 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2015-02-23 | 2017-03-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2015-02-23 | 2017-03-28 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2015-02-23 | 2017-03-28 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-11 | 2015-01-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-04-11 | 2015-01-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-04-11 | 2015-01-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-08-03 | 2012-01-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-08-03 | 2012-01-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-08-03 | 2012-01-10 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2011-08-03 | 2012-01-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2011-08-03 | 2012-01-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2011-08-03 | 2012-01-10 |