Ka Wan Mo
毛嘉韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wan Mo (毛嘉韻), a licensed former licensee with CE reference AXS547. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-08 | 2023-12-07 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-08 | 2023-12-07 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-27 | 2019-10-01 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-27 | 2019-10-01 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-15 | 2012-04-23 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-15 | 2012-04-23 |