Simone Broadfield
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simone Broadfield ( ), a licensed former licensee with CE reference AXR589. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-21 | 2015-05-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-01 | 2013-03-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-29 | 2011-08-02 |