Xiaoguang (SFC:AXP398) Zhao
趙晓光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoguang (SFC:AXP398) Zhao (趙晓光), a licensed former licensee with CE reference AXP398. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-14 | 2016-01-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-12 | 2014-04-11 |