Zhicheng Yuan
袁志成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhicheng Yuan (袁志成), a licensed Representative with CE reference AXN964. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 4 - Advising on securities. This person has 7.2 years of SFC licence history. Total licence records on file: 12.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2024-08-23 | present |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-08-09 | 2024-02-07 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-06-27 | 2023-07-05 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-03-24 | 2023-04-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-01-27 | 2023-02-03 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-25 | 2020-12-18 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
RO | Type 4 - Advising on securities | 2014-11-21 | 2015-08-16 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2014-09-22 | 2015-08-16 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-09 | 2014-09-22 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-19 | 2014-11-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-05 | 2013-01-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-05 | 2013-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhicheng Yuan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.