Chi (SFC:AXK997) Zhang

張弛
CE No. AXK997 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi (SFC:AXK997) Zhang (張弛), a licensed former licensee with CE reference AXK997. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Changjiang Securities Brokerage (HK) Limited
長江證券經紀(香港)有限公司
Rep Type 4 - Advising on securities 2018-03-15 2019-08-08
SBI China Capital Financial Services Limited
軟庫中華金融服務有限公司
Rep Type 1 - Dealing in securities 2015-02-11 2015-04-27
GF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司
Rep Type 4 - Advising on securities 2011-09-28 2014-06-16
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 4 - Advising on securities 2011-06-23 2011-09-09

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