Yang (SFC:AXK580) Zhang
張揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:AXK580) Zhang (張揚), CE reference AXK580. Currently licensed at 1 firm(s): Fitch (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 — Providing credit rating services | 2017-10-30 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-20 | 2017-10-25 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-29 | 2016-05-13 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-12 | 2014-09-17 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-13 | 2014-09-17 |