Ka Hung (SFC:AXI369) Yip
葉嘉雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hung (SFC:AXI369) Yip (葉嘉雄), a licensed former licensee with CE reference AXI369. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-04-22 | 2013-05-02 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-25 | 2012-12-08 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-05-25 | 2012-12-08 |