Wai Han (SFC:AXH211) Wong
黃惠嫺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Han (SFC:AXH211) Wong (黃惠嫺), a licensed former licensee with CE reference AXH211. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-04 | 2022-02-16 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-04 | 2022-02-16 |
| Sofaer Global Research (HK) Limited | Rep | Type 4 — Advising on securities | 2011-05-18 | 2012-08-15 |
| Sofaer Global Research (HK) Limited | Rep | Type 9 — Asset management | 2011-05-18 | 2012-08-15 |