David Doe-Hung Tong
湯道鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Doe-Hung Tong (湯道鴻), a licensed former licensee with CE reference AXG906. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2017-01-07 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2016-12-19 | 2017-01-07 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2011-11-24 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-05-19 | 2017-01-07 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-05-19 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-19 | 2017-01-07 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-19 | 2014-01-09 |