Joseph (SFC:AXG860) Wong
黃致聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph (SFC:AXG860) Wong (黃致聰), a licensed former licensee with CE reference AXG860. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-17 | 2013-07-13 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-17 | 2013-07-13 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-17 | 2013-07-13 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-15 | 2012-09-17 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2011-07-06 | 2012-09-17 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-07-06 | 2012-09-17 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-16 | 2011-07-06 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-16 | 2011-07-06 |